-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IMrvCdsxQGNJSup0Cn/0qorBY7M27bsv6eTXah8zzbDZbRYFQIITYdVbrwsiwjPC m8YL4ODK90g0YOK+ZEryUg== 0000914317-97-000516.txt : 19971105 0000914317-97-000516.hdr.sgml : 19971105 ACCESSION NUMBER: 0000914317-97-000516 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19971104 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CANDIES INC CENTRAL INDEX KEY: 0000857737 STANDARD INDUSTRIAL CLASSIFICATION: FOOTWEAR, (NO RUBBER) [3140] IRS NUMBER: 112481930 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-41257 FILM NUMBER: 97707109 BUSINESS ADDRESS: STREET 1: 2975 WESTCHESTER AVE CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 9146948600 MAIL ADDRESS: STREET 1: 2975 WESTCHESTER AVE CITY: PURCHASE STATE: NY ZIP: 10577 FORMER COMPANY: FORMER CONFORMED NAME: MILLFELD TRADING CO INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KWAN HOWARD CENTRAL INDEX KEY: 0001047953 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 8F 137 HUA MEI WEST ST STREET 2: SEC ONE TAICHUNG CITY: TAICHUNG STATE: W1 ZIP: 00000 MAIL ADDRESS: STREET 1: 8F 137 HUA MEI WEST ST STREET 2: SEC ONE TAICHUNG CITY: TAICHUNG SC 13D 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934* CANDIE'S INC. ------------------------- (Name of Issuer) COMMON STOCK, $.001 PAR VALUE -------------------------------------- (Title of Class of Securities) 137409108 ---------------- (CUSIP Number) Joel R. Schweidel, Esq. 470 Park Avenue So. New York, NY 10016 (212) 447-7715 ----------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) October 13, 1997 ------------------------------------------------------ (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box. [ ] Check the following box if a fee is being paid with the statement. [ X ] A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class. (See Rule 13d-7). Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 137-409-10-8 Page 1 of 3 Pages - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR IRS IDENTIFICATION NO. OF ABOVE PERSON REDWOOD SHOE CORPORATION NONE - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] N/ A - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* 00 - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS [ ] IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) N/A - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION TAIWAN - -------------------------------------------------------------------------------- NUMBER OF 7. SOLE VOTING POWER 825,000 Shares SHARES BENEFICIALLY ------------------------------------------------------------------ OWNED BY 8. SHARED VOTING POWER -0- EACH REPORTING ------------------------------------------------------------------ PERSON WITH 9. SOLE DISPOSITIVE POWER 825,000 Shares ------------------------------------------------------------------ 10. SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 825,000 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] N/A - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 6.97% - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- CUSIP No. 137-409-10-8 Page 2 of 3 Pages - -------------------------------------------------------------------------------- Item 1. Common Stock, Par Valu $.001 CANDIE'S, INC. 2975 Westschester Avenue Purchase, N.Y. 10577 Item 2. a) REDWOOD SHOE CORPORATION b) Taiwan c) 8F, 137 Hua Mei West Street Sec. 1 Taichung, TAIWAN 403 d) No e) No Item 3. Sale by REDWOOD SHOE CORP. of 300,000 shares of CANDIE'S, INC. shares on October 13, 1997 in a brokered transaction. Item 4. The reporting person has acquired securities of the issuer for investment purposes only and has no plans or proposals which relate to or would result in those items enumerated in Item 4 of the instructions for Schedule 13D. Item 5. a) 825,000 Shares (6.97%) b) 825,000 shares - shared power to vote and sole power to dispose of shares. c) None d) Not Applicable e) Not Applicable Item 6. NONE Item 7. NONE CUSIP No. 137-409-10-8 Page 3 of 3 Pages - -------------------------------------------------------------------------------- Signature - --------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. REDWOOD SHOE CORPORATION Date: November 3, 1997 By: /s/ Howard Kwan, President -------------------------- Howard Kwan -----END PRIVACY-ENHANCED MESSAGE-----